1. Real fine$ for FTDs [NO “margin call” waivers at NSCC’s whim]
  2. Mandatory Buy-In
  3. If Buy-In fails, raise offer$ until it closes
  4. Suspend & close accounts of brokers who FTD
  5. Create criminal law for BDs who harm #HouseholdInvestors
  6. Give power back to states @NASAA
  • jergyEnglish
    3·
    1 year ago

    these are all good policy propositions.

    unfortunately, rules like this will never willingly be implemented by the people who get to make these rules because that would go against their interests.